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sec a an investment adviser is an individual or a firm that is in the business of giving advice about securities to clients for instance individuals or firms that receive pensation for giving advice on investing in stocks bonds mutual funds or exchange traded funds are investment advisers investment advisor sharper insight smarter investing an investment advisor is defined by the investment advisers act of 1940 as any person or group that makes investment re mendations or conducts securities analysis in return for a fee whether through direct management of client assets or via written publications financial adviser financial adviser a financial advisor is a professional who suggests and renders financial services to clients based on their financial situation in many countries financial advisors have to plete specific training and hold a license to provide advices investment advisers although the terms sound similar investment advisers are not the same as financial advisors and should not be confused the term financial advisor is a generic term that usually refers to a broker or to use the technical term a registered representative iapd investment adviser public disclosure homepage for a plete pilation of investment adviser firms currently registered with the sec and states securities regulators the investment adviser data you can search for an investment adviser firm on this website and view the registration or reporting form "form adv" that the adviser filed the 6 worst ways to choose an investment advisor forbes just like searching for anything in the world success is determined largely by where you look so how do most people go about finding a financial advisor what will a good investment advisor do for me the balance some investment advisors offer basic financial planning advice and a few offer prehensive financial planning as well as investment advice ask a potential investment advisor if they offer financial planning services and if those services are included in their fee investment advisor magazine for 30 years investment advisor magazine has stayed ahead of the investment trends that affect advisors giving our readers a petitive edge best financial advisors pare the best financial advisors and financial planners in your area view exam scores work history barrons ratings customer plaints and more edward jones an investment pany that offers a personal approach to investing with 14 000 financial advisors ready to provide guidance for your retirement wealth management